企業がコンプライアンスを推進する上で, 配慮が必要なものだけを全て挙げたものはどれか。 a 加盟する業界団体の定めたガイドライン b 社会通念や慣習 c 社内規則 d 法律
平成31年度 春期 ITパスポート試験 問27
This question's explanation and your answers so far.
問 27
- ア
正解 Compliance in the narrow sense means “obeying laws and regulations”, but today it is no longer limited to obeying the law; it refers to giving consideration to broader demands of society. Specifically, in addition to explicitly written rules such as d Laws and c Internal company rules, a company is also required to follow unwritten demands such as a Guidelines set by the industry association it belongs to (self-regulation) and b Social conventions, customs, and ethics. Therefore, the items that need to be taken into account are all of a, b, c, and d, and the correct answer is ア.
Incorrectイ
This option lists a, c, and d, but omits b Social conventions and customs. Compliance covers not only obeying laws and rules but also giving consideration to society's general common sense, customs, and ethics, so excluding b is incorrect.
Incorrectウ
This option lists b, c, and d, but omits a Guidelines set by the industry association it belongs to. The voluntary rules set by the industry association are also something that should be followed, so excluding them is incorrect.
Incorrectエ
This option is limited to only c Internal company rules and d Laws, and ignores a Guidelines of the industry association and b Social conventions and customs. It narrows the scope of compliance too much to only explicitly written rules and laws, so it is incorrect.
- Compliance is not limited to the narrow sense of “obeying laws and regulations”; it is a broad concept that, in addition to explicit rules such as laws and internal company rules, also covers industry association guidelines and social conventions, customs, and ethics.